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Journal of Securities Law, Regulation & Compliance

Bulletin board

Click here access the bulletin board for this journal.

The Journal of Securities Law, Regulation & Compliance bulletin board is exclusive to the Journal's subscribers and provides a forum for them to discuss the latest thinking on legal and regulatory developments with fellow compliance and legal officers and regulators, as well as share their experience of implementing compliance programmes.

Topics covered on the bulletin board include:

  • Sharing best practice - and resolving problems with – implementing compliance programmes, training, monitoring and audits
  • Readers' thoughts on legal and regulatory developments and their impact on the securities industry
  • Views on managing emerging areas of compliance vulnerability and potential liabilities
  • Requests for sources of information, such as the availability of research in a specific area
  • Proposals for raising the status of the profession inside and outside your organisation
  • Seminars and conferences that will be of interest to executive development in the profession
  • 'Calls to arms' on key issues which it is felt the securities compliance, legal and regulatory profession should be tackling more aggressively or in a different way
  • Vacancies open to senior practitioners
  • Responses to articles and regular features published in the journal
  • A call for articles and research projects on specific topics to be published in future issues

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Publisher:
  Simon Beckett

 Assistant Publisher:
  Sharita Oomeer

  ISSN:
1758-0013 (print)
 1758-0021 (online)

  Launch Date:
September 2007






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