Journal of Securities Law, Regulation & Compliance

Editorial Board

• Chris Adamo, Director, Broker-Dealer Compliance, Lord Abbett & Co
• Anthony Belchambers, Chief Executive, Futures and Options Association
  
• Chris Biggins, Head of Compliance, Baring Asset Management
  
• Joseph Borg, Director, Alabama Securities Commission and President, North American Securities Administrator Association
• Paula A. Bosco, Senior Vice President /CCO, PIM Investment Advisory Compliance, Lehman Brothers
  
• Nicholas T. Chapekis, VP and Compliance Counsel, A.G. Edwards & Sons
  
• Scott Colesanti, Senior Compliance Attorney, Edward D. Jones & Co
  
• Joseph DeBellis, Director of Compliance, AllianceBernstein
• Will Dennis, Head of UK Compliance, Dresdner Kleinwort
  
• Leesa Easley, General Counsel, World Group Securities
  
• Chris Edmeades, Risk Management Director, Liontrust Investment Services
  
• Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield Corp
  
• Nick Gibson, Head of Regulatory Stream, EU MiFID Programme, ABN AMRO
  
• Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co
  
• Ann M. Griffith, Director of Regulatory Affairs and Compliance, Friedman, Billings, Ramsey & Co
• Kellie Hargraves, Chief Compliance Officer – EMEA, Franklin Templeton Investments
• Alan J. Herzog, Senior Regulatory Counsel, Wachovia Securities Legal Department
  
• Patricia Horsfall, Head of Group Compliance - Funds, Prudential
  
• Burçak Inel, Deputy Secretary General, Federation of European Securities Exchanges
  
• Scott Kursman, SVP & Chief Counsel, Global Compliance, Lehman Brothers
  
• David Lawton, Head of Markets Policy, Financial Services Authority
  
• Harry Leinonen, Advisor to the Board, Bank of Finland
  
• Kurt W. Lofgren, Chief Compliance Officer, Ameriprise Financial 
• Sonja Lohse, Head of Compliance, Nordea Bank AB 
  
• Adam Meshel, Managing Director, Head of Legal for Global Banking Capital Markets, Citigroup Markets and Banking
• Amrit Midha, Vice President - Compliance, AIG Investments Europe Ltd.
  
• Wim Mijs, Managing Director, Dutch Banking Association (NVB)
  
• Diane Novak, SVP and Senior Compliance Officer, Enterprise Risk Management and Corporate Compliance, Washington Mutual
  
• Jill Ostergaard, Managing Director, Morgan Stanley
  
• Richard Paley, General Counsel and Chief Compliance Officer, Carey Financial
• Charles Park, Principal, Funds Chief Compliance Officer, Barclays Global Investors
  
• Gary Pitts, Independent Consultant
• Mark Polemeni, Chief Legal Officer and Chief Compliance Officer, Alexandra Investment Management
• Mark D. Pratt, Partner, McMillan
  
• Hagen Repke, Head of Regional Compliance, Deutsche Bank
• Brian L. Rubin, Partner, Sutherland
• Kirk Rule, Chief Compliance Officer, Ospraie Management
  
• Julie Sullivan, Director, Securities Compliance, Old Mutual Financial Network Securities
  
• Lorraine Tromans, Money Laundering Reporting Officer/Senior Manager, Compliance, Computershare Investor Services
  
• Peter Von Maur, Director, Senior Counsel, RBC Capital Markets
• Steven Yadegari, Chief Legal Officer, Cramer Rosenthal McGlynn