Journal of Securities Law, Regulation & Compliance

Testimonials

"Banks and other financial institutions have by now understood the importance of a strong compliance culture for their continued business success. Now it's time to ensure their compliance programs are effective and efficient. The articles published in the Journal will provide the ideas and tools as how to achieve this goal."

Hagen Repke
Head of Regional Compliance
Deutsche Bank

"There are many choices when it comes to publications covering securities regulation and managing the information flow can be daunting.  For thoughtful in-depth analysis of current issues by individuals whom you know to be thought leaders in a particular area, this Journal fits the bill perfectly."

Scott Kursman
SVP & Chief Counsel, Global Compliance
Lehman Brothers

"There is a growing recognition that compliance is evolving as a profession. There is an emergingneed to move away from the ‘policeman mentality’ to a more risk based approach with compliance functions more actively assisting Boards and senior personnel with the strategic management of the business. A rigorous forum for peer-to-peer knowledge-transfer such as this journal is a much needed and welcome resource in helping achieve this."

Chris Biggins
Head of UK Compliance
Baring Asset Management