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(For Journal of Securities Law, Regulation & Compliance click here)
(For Journal of Securities Operations & Custody click here)
(For Journal of Business Continuity & Emergency Planning click here)
(For Journal of Payments Strategy & Systems click here)
(For Journal of Corporate Treasury Management click here)
Journal of Securities Law, Regulation & Compliance
10% discount for PRMIA members
Journal of Securities Law, Regulation & Compliance is the major new professional journal analyzing current and emerging issues in securities law, regulation and compliance around the world. Peer-reviewed articles provide detailed legal analysis, regulatory updates and practical guidance on legal and regulatory risk management.
Each quarterly, 100-page issue is specifically designed to provide a high quality forum for the exchange of new thinking and practice between legal experts, regulators and in-house legal and compliance professionals, with no advertising.
Just a selection of articles scheduled for publication includes:
- The unsuitability of the ‘Suitability Rule’: Why FINRA’s current interpretation of Conduct Rule 2310 undermines investor ‘holding claim’ entitlements
Lawrence Steckman, Partner, Robert Connor and James Trainor, Lester Schwab Katz and Dwyer
- Regulatory requirements in UCITS Funds and the key challenges in building a cost effective risk management process
Andrew O'Callaghan, Partner and Deidre McManus, PricewaterhouseCoopers
- The new enforcers: Increasing gatekeeper obligations for investment dealers and broker-lenders in the US and Canada
Alan Mark, Senior Partner and Chair of Litigation Group, Ogilvy Renault
- When does the Investment Advisers Act Solicitation Rule apply to hedge fund managers?: New SEC guidance
Steven Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield Corp
- The Treasury Department blueprint for financial services regulatory restructuring: An unstable foundation for investor Protection?
Karen Tyler, Commissioner, North Dakota Securities Commission
- Examining alternative strategies within the context of UCITS III regulations
Joëlle Hauser, Partner & Marie Petit, Associate, Kremer Associés & Clifford Chance
- Gaining competitive advantage through governance, risk and control best practices
Chris Gentle, Director, Europe/Financial Services, Deloitte Research
10% DISCOUNT FOR PRMIA MEMBERS - SUBSCRIBE NOW:
SUBSCRIPTION FORM
http://www.henrystewart.com/prmia_subs.html
Please quote the code ‘EQ’ when subscribing
FORTHCOMING ARTICLES, EDITORIAL BOARD & TESTIMONIALS:
http://www.henrystewart.com/jsc/index.html
SAMPLE ARTICLE:
http://hsp.msgfocus.com/files/amf_henrystewart/workspace_8/142-153.pdf
Journal of Securities Operations & Custody
10% discount for PRMIA members
Journal of Securities Operations & Custody is the major new professional journal analyzing the latest thinking in clearing, settlement and custody, securities operations and other trading processes and systems.
Each quarterly, 100-page issue is specifically designed to provide in-depth actionable advice and ‘lessons learned’ from industry peers, with no advertising, and showcases new thinking, best practice and emerging issues in servicing new product/investor types, operational excellence, managing risk, costs and reliability, regulatory and harmonization initiatives.
Just a selection of articles scheduled for publication includes:
- Managing operational risk in a rapidly changing environment
Joseph Iraci, SVP and Bryan Baas, SVP, Fidelity Investments
- Are your securities operations sufficiently resilient? A business continuity briefing
Alton Harvey, Chief, Office of Contingency Planning, Division of Trading and Markets, US Securities and Exchange Commission
- Operational risk management and control: Managing data as a key enterprise asset
Steve Manz, former Group President, ProfitStarsand Nolan Gesher, Senior Product Manager, CheckFree
- What can the buy-side and sell-side do to minimize settlement fails?
Christopher Marzullo, Senior Manager – Fixed Income Middle Office Trade Support, Lord Abbett & Co, Fred Lipinski, Director Nomura Securities & Peter W. Kelly, Merrill Lynch
- Operational risk red flags: Lessons learned from ten hedge fund blow-ups
Penny Cagan, Managing Director, Algorithmics/Fitch Group
- Reducing risk and costs in cross border securities transactions: Are Hague and UNIDROIT the missing pieces in the puzzle?
Kirsty Davenport, Senior Associate & Dermot Turing, Partner, Clifford Chance
- Credit derivatives processing: A buy-side perspective on how to cope with rapidly increasing volumes
James P. Wallin, Senior Vice President, AllianceBernstein Fixed Income
- The state of operational risk management: An industry fighting itself?
Richard Robinson, Global Head of Custodian Markets, Omgeo
10% DISCOUNT FOR PRMIA MEMBERS - SUBSCRIBE NOW:
SUBSCRIPTION FORM
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Please quote the code ‘EQ’ when subscribing
FORTHCOMING ARTICLES, EDITORIAL BOARD & TESTIMONIALS:
http://www.henrystewart.com/jsoc/index.html
SAMPLE ARTICLE:
http://hsp.msgfocus.com/files/amf_henrystewart/workspace_8/JWallin.pdf
Journal of Payments Strategy & Systems
10% discount for PRMIA members
Journal of Payments Strategy & Systems analyzes new thinking in how to develop a profitable, customer-focused payments strategy. It examines major issues facing the payments industry from a business, risk and operational perspective.
Each issue provides detailed analysis of developments and trends, regulation, new entrants and technologies and their impact on your payments strategy, as well as actionable advice from fellow professionals on how payment processing systems can be leveraged to maximize profitability and security while minimizing risk.
Just a selection of articles scheduled for publication includes:
- Risks in check electronification and how they can be mitigated
David Walker, Executive Director, ECCHO
- Policies and procedures that can reduce your risk of e-fraud
Jonathan J. Rusch, Deputy Chief for Strategy and Policy, Fraud Section, US Dept of Justice
- New thinking in supply chain financing
Riccardo Forlenza, VP, Trade and Supply Chain Financing, IBM
- Risk-based oversight: What is so different from ‘traditional’ oversight and is it intended to replace or add to current oversight methodology?
Jochen Schanz, Economist, Financial Resilience Division, Bank of England
- SEPA: Is Europe’s card business making the major changes that were predicted or is the whole initiative going flat?
John Chaplin, European Payments Adviser, First Data
- Where are the current and emerging opportunities in international payments?
Ralph Dangelmaier, President, Americas and Debbie Smart, Senior Product Consultant, ACI Worldwide
- How to evaluate risks/rewards and avoid unnecessary losses from remote deposit capture
Daniel McCarty, SVP and Bridgit Chayt, First VP, Product Management, Comerica Bank
- Secure authentication and fraud prevention for non face-to-face transactions
Robert Bills, COO, 3Delta Systems
10% DISCOUNT FOR PRMIA MEMBERS - SUBSCRIBE NOW:
SUBSCRIPTION FORM
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Please quote the code ‘EQ’ when subscribing
FORTHCOMING ARTICLES, EDITORIAL BOARD & TESTIMONIALS:
http://www.henrystewart.com/jpss/index.html
SAMPLE ARTICLE:
http://hsp.msgfocus.com/files/amf_henrystewart/project_32/Robertson.pdf
Journal of Business Continuity & Emergency Planning
10% discount for PRMIA members
Journal of Business Continuity & Emergency Planning is the leading professional journal publishing peer-reviewed articles and case studies by expert business continuity, risk and emergency managers.
Each quarterly 100-page issue provides practical, detailed analysis of best practice, innovative techniques and new thinking in key business issues – not technical minutiae – with no advertising. With actionable advice and ‘lessons learned’ from industry peers, it shows how plans have been specified, designed, implemented, tested and updated, as well as how they have responded in practice to interruptions, emergencies and exercises.
Just a selection of articles scheduled for publication includes:
- New business continuity planning models and what is driving their development
Roger Stearns, Director, Fidelity Investments
- Developing, maintaining and rehearsing a long-term crisis management and business resilience plan
Raymond Wales, Business Resilience Manager, Standard Life Employee Services
- Changing the focus of a business continuity model from systems application recovery to a business-led, operational risk program
Nagaswamy Ramaswamy and Glenn Watson, BCP and Operational Risk, Merrill Lynch Banks
- Measuring and managing continuity risk exposures within your real estate portfolio
Tony Gill, Business Continuity Management Specialist, BMO Financial Group
- Currently available emergency notification technology: Building a robust BCM programme around it and its impact on your organization
Jean Bennajma, Business Continuity Manager, The World Bank
- A new BIA methodology in line with the service continuity and recovery process outlined by PAS77
Shankar Swaroop, Project Manager, Business Continuity and Disaster Recovery, FedEx
- A partnership approach to formalizing existing enterprise and departmental processes into an organization-wide resilience program
Betty Boudreaux, AVP, Senior Property & Casualty Risk Engineer, Chubb & Son
- Enterprise risk management and its effective application in your organization
Joe DesPlaines, Director, Business Continuity & Emergency Management, Frontier Airlines
10% DISCOUNT FOR PRMIA MEMBERS - SUBSCRIBE NOW:
SUBSCRIPTION FORM
http://www.henrystewart.com/prmia_subs.html
Please quote the code ‘EQ’ when subscribing
FORTHCOMING ARTICLES, EDITORIAL BOARD & TESTIMONIALS:
http://www.henrystewart.com/jbcep/index.html
SAMPLE ARTICLE:
http://hsp.msgfocus.com/files/amf_henrystewart/project_31/332-339.pdf
Journal of Corporate Treasury Management
10% discount for PRMIA members
Journal of Corporate Treasury Management is the leading journal for treasury management, risk and corporate finance professionals, their advisors and service providers, and researchers. Guided by its distinguished Editorial Board and published quarterly, the Journal of Corporate Treasury Management covers best practice, innovation and strategic management in the treasury industry.
Each issue publishes detailed, authoritative briefings, analysis, case studies, research and reviews by leading experts and professionals in the field, to keep subscribers up to date with the latest developments and thinking in corporate treasury management and associated fields.
Just a selection of articles scheduled for publication includes:
- How safe are money market funds? Risk assessment and selection criteria
Lance Pan, Director of Investment Research and Strategy, Capital Advisors Group
- Excess liquidity and the effects on global markets
Jarl Kallberg, Professor, Global Finance, Thunderbird School of Global Management and Research Professor, Arizona State University
- Treasury ebbs and flows: How do treasuries successfully go with the flow of company expansion and contraction?
Barry Wolde Yohannes, Group Treasurer, Celtel
- Are treasurers right to fear record UK corporate defaults in 2008?
Trevor Williams, Chief Economist, Lloyds TSB Corporate Markets
- Integrating non-headline acquisitions abroad: How to overcome the complexities involved
Mark Stegeman, VP and Assistant Treasurer, Brown-Forman
- Outsourcing treasury: How much and to whom? Learning from experience
Mark Schawrtz, Head of Treasury Services, WIP Treasury Solutions
- Harnessing company dynamics in liquidity management
Jane F. Casey, VP and Treasurer, Blyth
- Driving management reporting and decision-making with key performance indicators
Lars Hübinette, Global Head, Research and Business Infrastructure, Standard Chartered Bank
10% DISCOUNT FOR PRMIA MEMBERS - SUBSCRIBE NOW:
SUBSCRIPTION FORM
http://www.henrystewart.com/prmia_subs.html
Please quote the code ‘BA’ when subscribing
FORTHCOMING ARTICLES, EDITORIAL BOARD & TESTIMONIALS:
http://www.henrystewart.com/jctm/index.html
SAMPLE ARTICLE:
http://hsp.msgfocus.com/files/amf_henrystewart/workspace_8/Grey.pdf
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